Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
20658 MBCSOFT@EC2112A 06/12 9.99 12.24 22.52
14670 CSGANFE@EC2112A 02/12 125.88 145.10 15.27
26099 BI-XYS @EC2112A 07/12 12.38 14.26 15.19
16532 GS-BYD @EC2112B 06/12 268.20 305.40 13.87
24896 SG-BYD @EC2112D 06/12 268.20 305.40 13.87
28382 JP-XYS @EC2112A 06/12 12.88 14.26 10.71
26047 MS-XYS @EC2112A 06/12 12.92 14.26 10.37
14881 MBRAZER@EC2112A 06/12 2.28 2.46 7.89
14733 HTSMORE@EC2112A 02/12 54.80 51.95 -5.20
14823 CSCSOFT@EC2112A 03/12 13.18 12.24 -7.13
17808 MBAVICN@EC2112A 06/12 5.50 5.06 -8.00
21710 MB-CMER@EC2112A 06/12 13.28 12.16 -8.43
16103 CS-HSBC@EC2112B 06/12 48.55 44.00 -9.37
16390 UB-HSBC@EC2112B 06/12 48.55 44.00 -9.37
17372 SG-HSBC@EC2112A 06/12 48.55 44.00 -9.37
17794 GS-HSBC@EC2112C 06/12 48.55 44.00 -9.37
17042 BI-HKEX@EC2112A 06/12 485.20 432.00 -10.96
25217 CS-HKEX@EC2112D 06/12 485.20 432.00 -10.96
15110 CS-WXAT@EC2112A 08/12 201.88 170.40 -15.59
12366 UB-CNBM@EC2112C 07/12 10.38 8.76 -15.61
14950 JPCSOFT@EC2112A 06/12 14.55 12.24 -15.88
22410 MBYUXIU@EC2112A 06/12 8.75 7.28 -16.80
16549 CS-CPIC@EC2112B 06/12 28.05 23.15 -17.47
16004 VT-ACMT@EC2112B 06/12 44.98 36.95 -17.85
15820 UBCSOFT@EC2112A 03/12 15.52 12.24 -21.13
22396 MS-CICC@EC2112A 03/12 25.93 20.40 -21.33
22884 CS-CICC@EC2112A 03/12 25.93 20.40 -21.33
15088 CS-CPIC@EC2112A 08/12 30.38 23.15 -23.80
17904 CS-CKH @EC2112A 02/12 65.60 49.30 -24.85
15236 JP-CKH @EC2112A 09/12 65.65 49.30 -24.90
21879 GS-CKH @EC2112A 02/12 65.68 49.30 -24.94
17878 BI-CKH @EC2112A 02/12 65.70 49.30 -24.96
15226 MS-ZTE @EC2112A 09/12 28.00 20.85 -25.54
16809 JPYIHAI@EC2112C 06/12 58.88 43.60 -25.95
24515 MS-HKEX@EC2112B 03/12 596.08 432.00 -27.53
20188 MB-CSC @EC2112A 06/12 12.18 8.50 -30.21
15094 CS-CTIH@EC2112A 08/12 16.00 11.04 -31.00
14712 HTYIHAI@EC2112B 02/12 63.80 43.60 -31.66
16221 BIPINAN@EC2112C 08/12 81.86 55.35 -32.38
17729 GJPINAN@EC2112B 08/12 81.86 55.35 -32.38
18528 HSPINAN@EC2112C 09/12 81.86 55.35 -32.38
20489 MBZHJIN@EC2112A 06/12 11.18 7.52 -32.74
17067 GSPINAN@EC2112D 09/12 82.93 55.35 -33.26
15256 VTCSHCL@EC2112B 09/12 19.91 13.28 -33.29
15216 CS-WUXI@EC2112A 09/12 155.00 102.50 -33.87
15639 UB-WUXI@EC2112A 02/12 155.10 102.50 -33.91
16865 CSXIAMI@EC2112A 06/12 29.55 19.52 -33.94
16941 JPXIAMI@EC2112C 06/12 29.55 19.52 -33.94
17046 UBXIAMI@EC2112C 06/12 29.55 19.52 -33.94
14409 HTJOYCO@EC2112A 09/12 4.05 2.65 -34.57
16363 BI-SHKP@EC2112A 03/12 146.98 94.65 -35.60
15016 VT-JDHI@EC2112B 06/12 100.00 63.15 -36.85
21819 UB-CNBM@EC2112A 07/12 14.88 8.76 -41.13
15178 MSFOPHA@EC2112A 09/12 65.00 36.30 -44.15
14833 HT-SDWG@EC2112A 03/12 20.08 10.90 -45.72
15153 JP-CLIT@EC2112C 08/12 112.12 53.25 -52.51
15152 JP-AAC @EC2112A 08/12 70.70 33.05 -53.25
23077 MSALIBA@EC2112D 07/12 265.18 122.60 -53.77
23455 UBALIBA@EC2112D 07/12 265.20 122.60 -53.77
24238 GSALIBA@EC2112F 07/12 265.20 122.60 -53.77
15134 UB-AAC @EC2112B 08/12 71.88 33.05 -54.02
15181 MS-AAC @EC2112A 09/12 75.00 33.05 -55.93
16034 SG-AAC @EC2112A 09/12 75.00 33.05 -55.93
15169 VTSUNAC@EC2112A 08/12 30.88 13.18 -57.32
17349 JPSHMAO@EC2112A 09/12 22.92 9.24 -59.69
20129 UBEVGPS@EC2112B 09/12 9.29 3.57 -61.57
15096 CSALIHI@EC2112B 08/12 19.19 7.13 -62.85
17807 MBYIHAI@EC2112A 06/12 129.99 43.60 -66.46
15113 CSEVGPS@EC2112A 08/12 10.88 3.57 -67.19
20740 UB-GOME@EC2112A 07/12 2.88 0.67 -76.74
14671 CSNOEDU@EC2112B 02/12 80.88 15.62 -80.69
16172 JPCENEV@EC2112D 07/12 33.93 3.04 -91.04
14937 JPCENEV@EC2112C 06/12 42.42 3.04 -92.83
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
27046 MS-BILI@EP2112A 09/12 695.00 485.00 30.22
15240 JP-SHKP@EP2112A 09/12 103.03 94.65 8.13
15108 CSCP&CC@EP2112A 08/12 3.65 3.60 1.37
16668 JP-SUNY@EP2112B 09/12 202.68 229.20 -13.08
15107 CSPETCH@EP2112A 08/12 2.98 3.44 -15.44
16687 UB-SUNY@EP2112B 08/12 188.78 229.20 -21.41
15780 JP-BYD @EP2112B 03/12 190.90 305.40 -59.98
15987 HS-BYD @EP2112B 06/12 188.78 305.40 -61.78
20862 GS-BYD @EP2112A 06/12 188.78 305.40 -61.78
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money