Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
23960 MBXJGST@EC2112A 10/12 8.08 16.78 107.67
20658 MBCSOFT@EC2112A 06/12 9.99 11.80 18.12
26099 BI-XYS @EC2112A 07/12 12.38 14.06 13.57
28382 JP-XYS @EC2112A 06/12 12.88 14.06 9.16
24974 HT-XYS @EC2112A 13/12 12.90 14.06 8.99
26047 MS-XYS @EC2112A 06/12 12.92 14.06 8.82
21710 MB-CMER@EC2112A 06/12 13.28 14.42 8.58
14881 MBRAZER@EC2112A 06/12 2.28 2.46 7.89
15465 MS-BYD @EC2112B 13/12 268.00 284.00 5.97
16532 GS-BYD @EC2112B 06/12 268.20 284.00 5.89
24896 SG-BYD @EC2112D 06/12 268.20 284.00 5.89
17707 CSHAESH@EC2112A 10/12 31.33 31.20 -0.41
23958 GSSMORE@EC2112A 10/12 45.00 44.50 -1.11
15494 UBGANFE@EC2112A 13/12 133.88 132.00 -1.40
17808 MBAVICN@EC2112A 06/12 5.50 5.30 -3.64
18791 MB-TCEL@EC2112A 13/12 17.88 16.94 -5.26
15257 BI-COVS@EC2112A 10/12 19.82 18.70 -5.65
15463 MS-HKEX@EC2112C 13/12 485.00 456.00 -5.98
17042 BI-HKEX@EC2112A 06/12 485.20 456.00 -6.02
25217 CS-HKEX@EC2112D 06/12 485.20 456.00 -6.02
15460 MS-HSBC@EC2112B 13/12 48.50 44.85 -7.53
16103 CS-HSBC@EC2112B 06/12 48.55 44.85 -7.62
16390 UB-HSBC@EC2112B 06/12 48.55 44.85 -7.62
17372 SG-HSBC@EC2112A 06/12 48.55 44.85 -7.62
17794 GS-HSBC@EC2112C 06/12 48.55 44.85 -7.62
15340 MSLENOV@EC2112A 10/12 9.00 8.28 -8.00
15409 VT-CMOB@EC2112B 10/12 51.00 46.20 -9.41
17811 MB-BRIC@EC2112A 10/12 8.08 7.30 -9.65
12366 UB-CNBM@EC2112C 07/12 10.38 8.95 -13.78
16004 VT-ACMT@EC2112B 06/12 44.98 37.70 -16.18
15467 MS-ACMT@EC2112B 13/12 45.00 37.70 -16.22
24733 MBTINGY@EC2112A 10/12 18.63 15.14 -18.73
15464 MS-CPIC@EC2112B 13/12 28.00 22.75 -18.75
18945 MB-CICC@EC2112A 10/12 25.88 21.00 -18.86
16549 CS-CPIC@EC2112B 06/12 28.05 22.75 -18.89
14950 JPCSOFT@EC2112A 06/12 14.55 11.80 -18.90
22410 MBYUXIU@EC2112A 06/12 8.75 7.07 -19.20
15110 CS-WXAT@EC2112A 08/12 201.88 160.10 -20.70
15403 HTCSOFT@EC2112A 10/12 15.28 11.80 -22.77
15236 JP-CKH @EC2112A 09/12 65.65 50.30 -23.38
15472 CS-XYS @EC2112A 13/12 18.38 14.06 -23.50
15345 CSCSOFT@EC2112B 10/12 15.50 11.80 -23.87
15088 CS-CPIC@EC2112A 08/12 30.38 22.75 -25.12
15374 UB-XYS @EC2112B 13/12 18.88 14.06 -25.53
15470 MS-XYS @EC2112B 13/12 18.98 14.06 -25.92
15352 CSCSHCL@EC2112C 10/12 19.23 13.98 -27.30
15226 MS-ZTE @EC2112A 09/12 28.00 20.30 -27.50
20188 MB-CSC @EC2112A 06/12 12.18 8.72 -28.41
15155 HT-CTFJ@EC2112A 10/12 19.80 13.96 -29.49
15256 VTCSHCL@EC2112B 09/12 19.91 13.98 -29.78
15481 CSYIHAI@EC2112B 13/12 58.88 40.50 -31.22
16809 JPYIHAI@EC2112C 06/12 58.88 40.50 -31.22
15094 CS-CTIH@EC2112A 08/12 16.00 10.90 -31.88
16221 BIPINAN@EC2112C 08/12 81.86 55.70 -31.96
17729 GJPINAN@EC2112B 08/12 81.86 55.70 -31.96
18528 HSPINAN@EC2112C 09/12 81.86 55.70 -31.96
17067 GSPINAN@EC2112D 09/12 82.93 55.70 -32.83
17538 UBPINAN@EC2112E 10/12 84.93 55.70 -34.42
15350 CS-SHKP@EC2112C 10/12 146.88 95.40 -35.05
15458 MSXIAMI@EC2112B 13/12 29.50 19.12 -35.19
16865 CSXIAMI@EC2112A 06/12 29.55 19.12 -35.30
16941 JPXIAMI@EC2112C 06/12 29.55 19.12 -35.30
17046 UBXIAMI@EC2112C 06/12 29.55 19.12 -35.30
15489 UBCNOOC@EC2112D 13/12 12.28 7.72 -37.13
14409 HTJOYCO@EC2112A 09/12 4.05 2.54 -37.28
28012 MB-COSL@EC2112A 10/12 9.88 6.19 -37.35
15216 CS-WUXI@EC2112A 09/12 155.00 95.90 -38.13
15016 VT-JDHI@EC2112B 06/12 100.00 61.75 -38.25
20489 MBZHJIN@EC2112A 06/12 11.18 6.89 -38.37
21073 MB-CGSH@EC2112A 10/12 75.88 46.70 -38.46
21819 UB-CNBM@EC2112A 07/12 14.88 8.95 -39.85
18793 MBTBREW@EC2112A 10/12 108.88 63.70 -41.50
15178 MSFOPHA@EC2112A 09/12 65.00 35.00 -46.15
16889 JPFEIHE@EC2112A 10/12 19.21 9.98 -48.05
18690 HTFEIHE@EC2112A 10/12 19.21 9.98 -48.05
24459 MBFOPHA@EC2112A 13/12 68.88 35.00 -49.19
15152 JP-AAC @EC2112A 08/12 70.70 32.25 -54.38
15153 JP-CLIT@EC2112C 08/12 112.12 50.90 -54.60
15134 UB-AAC @EC2112B 08/12 71.88 32.25 -55.13
15316 MS-CLIT@EC2112B 10/12 115.00 50.90 -55.74
15348 CS-CMS @EC2112A 10/12 28.00 12.14 -56.64
15169 VTSUNAC@EC2112A 08/12 30.88 13.30 -56.93
15181 MS-AAC @EC2112A 09/12 75.00 32.25 -57.00
16034 SG-AAC @EC2112A 09/12 75.00 32.25 -57.00
23077 MSALIBA@EC2112D 07/12 265.18 112.70 -57.50
23455 UBALIBA@EC2112D 07/12 265.20 112.70 -57.50
24238 GSALIBA@EC2112F 07/12 265.20 112.70 -57.50
13895 MBFEIHE@EC2112A 10/12 23.88 9.98 -58.21
17732 GJKUASO@EC2112B 13/12 200.20 79.30 -60.39
17349 JPSHMAO@EC2112A 09/12 22.92 8.90 -61.17
19678 JPEVGPS@EC2112B 13/12 9.29 3.46 -62.76
20129 UBEVGPS@EC2112B 09/12 9.29 3.46 -62.76
15096 CSALIHI@EC2112B 08/12 19.19 6.92 -63.94
14789 VTBAIDU@EC2112B 13/12 388.00 134.80 -65.26
15113 CSEVGPS@EC2112A 08/12 10.88 3.46 -68.20
17807 MBYIHAI@EC2112A 06/12 129.99 40.50 -68.84
20740 UB-GOME@EC2112A 07/12 2.88 0.67 -76.74
16172 JPCENEV@EC2112D 07/12 33.93 3.04 -91.04
14937 JPCENEV@EC2112C 06/12 42.42 3.04 -92.83
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
27046 MS-BILI@EP2112A 09/12 695.00 430.20 38.10
15240 JP-SHKP@EP2112A 09/12 103.03 95.40 7.41
15108 CSCP&CC@EP2112A 08/12 3.65 3.65 0.00
15354 CSCSHCL@EP2112A 10/12 13.22 13.98 -5.79
16668 JP-SUNY@EP2112B 09/12 202.68 228.60 -12.79
15107 CSPETCH@EP2112A 08/12 2.98 3.51 -17.79
16687 UB-SUNY@EP2112B 08/12 188.78 228.60 -21.09
15359 CS-BYD @EP2112B 10/12 190.88 284.00 -48.78
15495 UB-BYD @EP2112A 13/12 188.88 284.00 -50.36
15987 HS-BYD @EP2112B 06/12 188.78 284.00 -50.44
20862 GS-BYD @EP2112A 06/12 188.78 284.00 -50.44
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money